Regulatory Status
NOVARC Financial Ltd. is registered as a Money Services Business with FinCEN (31000332452909).
US Compliance & Security
An institutional control framework, applied with US discipline.
NOVARC applies internal risk management, AML/KYC, transaction monitoring and sanctions monitoring procedures as part of its own control framework. The summary below outlines how NOVARC operates in the United States.
AML / KYC Framework
All counterparties pass through institutional customer due diligence under NOVARC's internal AML/KYC framework, including identity verification, beneficial ownership analysis, source-of-funds review and ongoing periodic refresh.
Sanctions Monitoring
Continuous screening of counterparties and transactions against applicable sanctions lists, supported by a documented escalation and reporting framework.
Risk Management
NOVARC's own counterparty, market, operational and technology risks are governed through documented internal policies, exposure limits and independent review cycles. Risk management refers to NOVARC's internal risk management — NOVARC does not provide risk management services to clients.
Security Controls
Defence-in-depth security architecture, segregated key management with recognised custody partners, least-privilege access controls and continuous monitoring.
Customer Due Diligence
Enhanced due diligence applied to higher-risk relationships, with documented rationale, ongoing monitoring and senior compliance sign-off.